What We Do

For Businesses

fractional CFO & Interim controller services

For publicly-traded, private and start-up companies nationwide.

We operate remotely, in-person or hybrid depending on location and client preference.

Successful projects:

Publicly-Traded Smaller Reporting Company (NASDAQ)

integrated engineering & building systems (construction) 

  • Spearheaded company’s first-ever Form 10-K. Architected SEC filing process from the ground up, including quarterly/annual financial statements, Form 10-Q/10-K filings and disclosures

  • Built, introduced, and influenced adoption of the controls framework across organizations that saved $1.6M by eliminating material weaknesses and mitigating non-compliance penalties across 10 locations. Established model for testing, monitoring, and remediating entity level, IT and process controls. Built/led team in consolidating audit and remediation efforts that reduced professional consulting fees by $250K.

Publicly-Traded Smaller Reporting Company (NYSE)

Pre-revenue pharmaceutical 

  • Closed financial books efficiently within deadlines; maintain NYSE stock exchange compliance requirements; cash management; execute stock incentive plan instruments management (e.g. warrants, options, restricted stock awards)

  • Liaised with external auditors, SEC counsel and Board of Directors, including the Audit Committee

  • Implemented reduction in workforce necessary to convert company to virtual organizational model

$1 Billion Private Company

contract research, development & manufacturing services to pharmaceutical & biotechnology firms 

  • Design SOX control and process documentation

  • Document processes spanning from fixed assets, procurement to payment and order to cash cycles, human resources, income taxes and financial reporting

Publicly-Traded Company (Euronext Amsterdam, NYSE)

Health Technology (Euro 2B)

  • Established SOX Monitoring and Compliance Program. Built and led offshore team in monitoring 1,200 internal controls worldwide and executed audits free of material weaknesses. Recognized by external auditor for early detection of risk.

  • Educated and guided US businesses in complying with company accounting policies and procedures. Developed guidance resources that increased access to tools and corporate standards and implemented SOX Express for application control monitoring that reduced testing workload by 15%. Partnered with IT to monitor IT general controls focused on security, operations, and change management.